Privacy Policy

Client Privacy

Information We Collect

From time to time, we gain access to your personal information through

• Our interaction with you on the telephone, in person or through e-mail or instant messaging
• Account applications or other forms you complete
• Transactions in your accounts or on your behalf
• Trading tools or other information tools we may make available to you

Information We Disclose

It is Penserra Securities’ policy not to disclose any of your nonpublic personal information to third parties without your consent, unless those parties are providing services or support to us and have agreed to keep your nonpublic personal information confidential. Examples of these parties include the companies we use to clear and settle your trades, perform our internal auditing and maintain our billing system.  Your ability to opt-out of any such disclosure can be discussed with Anthony Castelli, Chief Compliance Officer at 212-607-3132 or at our toll free number 800-456-8850.  You may also contact the firm at info@penserra.com.  Even if you cease to transact business with Penserra Securities, we will continue to apply the same protections to your nonpublic personal information as we did when you were an active client.

Protecting Your Information

Penserra Securities protects your nonpublic information from access by third parties by maintaining physical, electronic and procedural safeguards. We limit access to your information to those employees who are trained in the proper handling of nonpublic client information and who need access to the information to perform their job functions.